Chapter 9: Education, Health and Care Needs Assessments and Plans
This is the chapter most families end up relying on. It sets out how to request an EHC needs assessment, the legal timescales, what must be included in the plan, how placements are named, and what your rights are if the local authority refuses, delays or ceases a plan.
View Children and Families Act 2014
§ 9.62 to 9.75 What must be in an EHC plan
What the law says
Children and Families Act 2014 Section 37. SEND Regulations 2014. Code of Practice § 9.62 to 9.75
EHC plans have mandatory sections including the child or young person's views, needs across education health and care, outcomes, and provision. Special educational provision in Section F must be specific, detailed and quantified. Outcomes in Section E must be clear and measurable.
Every need identified in Section B must be matched by corresponding provision in Section F. Vague or generic wording in Section F is not lawful.
In plain English
Section F is enforceable. It is the part of the plan you can take to Tribunal and point to when provision is not delivered. Vague Section F wording — "access to support as needed", "regular SALT" without amounts or frequency — is a deliberate tactic to avoid accountability. Challenge it every time.
What to watch out for
- Needs in Section B with no matching provision in Section F
- Section F provision not quantified — hours, frequency, who delivers it, where
- Outcomes missing or provision written as outcomes
- Child's views section thin or tokenistic
What you can do
Cross-check every Section B need against Section F and ask for a written explanation for any gap. If Section F is vague, challenge it at draft stage — it is much harder to fix after the plan is finalised.
§ 9.78 to 9.94 Naming a school or college
What the law says
Children and Families Act 2014 Sections 38, 39 and 43. Code of Practice § 9.78 to 9.94
Parents and young people can request a particular school or college be named in Section I. The local authority must agree unless: the setting is unsuitable for the child's age, ability, aptitude or SEN; or naming it would be incompatible with the efficient education of others; or the use of public funds would be an inefficient use of resources.
Once a school or college is named in Section I, it must admit the child or young person. A cheaper alternative offered by the LA is not by itself a lawful ground for refusal.
In plain English
Cost alone is not a lawful reason to refuse your preferred setting. If the LA relies on an exception it must be specific, evidenced, and relate to one of the three statutory grounds. Once named, the school cannot say it cannot meet needs.
What to watch out for
- Refusal simply because there is a cheaper option
- The cheaper option claimed to meet needs equally well without evidence
- A school named in Section I later claiming it cannot deliver provision
- Pressure to accept an unsuitable placement to avoid Tribunal delay
What you can do
Put your preference in writing early in the process. If they refuse, ask for the specific statutory ground they are relying on and the evidence behind it. If it does not hold up, appeal.
§ 9.166 to 9.188 Annual reviews
What the law says
Children and Families Act 2014 Section 44. Code of Practice § 9.166 to 9.188
EHC plans must be reviewed at least annually. After the review meeting, the local authority must issue a decision within 4 weeks stating whether it will maintain, amend, or cease the plan. From Year 9 onwards, reviews must include preparation for adulthood planning.
Phase transfer deadlines are also fixed. For primary to secondary transition, the amended plan must be issued by 15 February.
In plain English
The review is your main annual opportunity to update needs, provision and outcomes. Always chase the 4 week post-review decision — it is the starting point for any appeal or amendment dispute.
What to watch out for
- Review not held within 12 months
- Significant changes needed but no amendment process started after the review
- Phase transfer deadlines missed
- 4 week decision not issued — leaving you unable to appeal
What you can do
Request review dates early, submit your written parental contribution before the meeting, and set a reminder for the 4 week decision point. If no decision arrives, chase in writing and escalate if needed.